Stone House Trust Page

Below, we have compiled important documentation regarding Stone House that can help you feel confident that you are making the right choice in choosing Stone House for your retirement planning and investment needs.

Direct Link: http://www.stonehouseretire.com/disclosures

Form CRS

Form CRS is the Client Relationship Summary required of SEC Registered Investment Advisers that summarizes the relationship between clients and Stone House.

Download Form CRS

ADV 2 - Disclosure Brochure

ADV 2 is a more detailed explanation of our company, services, and conflicts of interest.

Download ADV 2

Privacy Policy

Our Privacy Policy outlines your rights to privacy as a client, how we may use your data and who we may share that data with.

Download Our Privacy Policy

Business Continuity Plan

The Business Continuity Plan overviews the policies and structures Stone House has in place to handle unexpected emergencies and disasters.

Download Our Business Continuity Policy

Rollovers & Transfers

This document overviews our fiduciary responsibility to you when making rollover and transfer recommendations.

Download Our Rollover & Transfer Policy

Registration with the Securities and Exchange Commission does not imply that Stone House or its representatives have achieved a certain level of skill, certification or training or that the SEC approves of Stone House or its services.

No services will be performed prior to the delivery of our Form ADV 2, which is the disclosure document that outlines our business activities, fees and conflicts of interest. This is not a solicitation of service in any jurisdiction in which the Investment Advisor is not registered or is not exempt from registration. Please call for additional information if interested in learning more about our company and services.

Investments are not risk free and should be considered carefully by the client before investing in our strategies. Securities may lose value. See prospectuses and other disclosure documents for details of risks. Past performance is not an indication of future performance. Stone House® Investment Management, LLC does not guarantee the performance of any strategy or portfolio.

Information on this website does not involve the rendering of personalized investment advice but is limited to the dissemination of general information on products and services. All expressions of opinion reflect the judgment of Stone House® Investment Management, LLC as of the date of publication and are subject to change.

Fees listed on this site only represent fees charged by Stone House for services provided. Additional fees may be applied by third-parties depending on the services rendered. See ADV 2 for details.

Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.

Wealth Management Specialist ℠ and WMS ℠ designations are issued by the College for Financial Planning® And are subject to established standards of conduct.

You can verify designee status at http://cffpdesignations.com or call 800-237-9990.

This website is a publication of Stone House® Investment Management, LLC. The information presented is believed to be factual and up-to-date but we do not guarantee its accuracy and it should not be regarded as a complete analysis of any subjects discussed.